ETHICS

Promoting Ethics Within The Industry

Upholding a code of conduct, ensuring lender accountability, and fostering trust across the broker community.

Clear code of conduct for all members
Standards for lender accountability
Commitment to client transparency
Safeguards for professional integrity
Review Our Code Of Ethics
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Our Mission in Ethics

We believe that integrity is the foundation of sustainable success in commercial capital brokerage. By promoting ethical practices, we elevate the reputation of brokers, strengthen trust with clients, and build accountability within the industry.

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Code of Conduct

Every member of the association is held to a clear code of conduct that emphasizes honesty, fairness, and professionalism. This framework provides brokers with guidelines for client interactions, lender relationships, and industry representation.

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Lender Accountability

We advocate for accountability from lenders as well as brokers. By setting expectations for transparency in terms, fees, and processes, we work to create an environment where borrowers are treated fairly and brokers are respected as valued partners.

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Client Transparency

Ethical practice requires that clients fully understand the products and services being offered. We champion disclosure standards that help clients make informed decisions while reinforcing the credibility of brokers.

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Professional Integrity

Our members commit to maintaining high professional standards in all dealings. Through training, resources, and enforcement, we ensure that ethical conduct is not optional but expected across the entire broker community.

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Get Involved

Ethics is not a one-time declaration but a daily practice. Join us in setting the standard for ethical brokerage. Participate in committees, contribute to policy development, and help define best practices that strengthen the reputation of our industry.

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Building Trust Through Ethics

Upholding standards that protect brokers, clients, and lenders through accountability, transparency, and professionalism.

Code of Conduct

Our code of conduct sets clear expectations for all members. It emphasizes honesty, fairness, and professional responsibility in every transaction. By committing to these principles, brokers strengthen client confidence and elevate the reputation of the entire industry.

Lender Accountability

We believe accountability applies to lenders as much as it does to brokers. We promote standards that require lenders to operate with transparency, disclose terms clearly, and engage with brokers as trusted partners. This ensures borrowers are treated fairly and brokers can operate without hidden risks.

Client Transparency

Trust begins with clarity. We support disclosure requirements that ensure clients fully understand costs, risks, and benefits before committing to financing solutions. By prioritizing transparency, brokers reinforce credibility and protect long-term client relationships.